January 10, 2020

 

How to Comply with Sarbanes Oxley Section 802

 

Most of us have a junk drawer (or maybe even closet!) in our home. It’…

January 8, 2020

 

Preservation Guidelines for FINRA Rule 4511

 

Compliance. Who among us does not get excited when we consider…

Updated on December 18, 2019

 

Augment Security with Information Governance

 

The last few years have been fantastic and lucrative for those…

December 18, 2019

 

a risk assessment for a PHI breach

 

Data breaches in healthcare are a serious issue; let me clarify that statement. In…

December 17, 2019

 

SEA Rule 17a-4 Compliance Cheat Sheet

 

WhatsApp, WeChat, Facebook, Slack or Teams. The ways in which we can…

December 17, 2019

 

Supervising brokers - 4 Common Pitfalls to Avoid

 

Supervisory System. You have heard the term, but do really know what it means?…

December 13, 2019

 

FINRA Rule 3120: Can You Pass the Test?

 

We all remember those feelings right before a big test. The anxiety of wondering, “Did…

December 12, 2019

 

4 Ways to Simplify FINRA Rule 3110 Compliance

 

A large part of running a compliant broker-dealer means…

December 13, 2019

 

Prevent Healthcare Privacy Breaches

 

The healthcare industry has always needed data to provide excellent care options.…

December 12. 2019

 

HIPAA and PHI: Anthem breach breakdown

 

In 2014, a cybersecurity incident affecting Anthem, Inc. began its journey to becoming a…

December 11, 2019

 

Where are you likely to find ePHI?

 

Data is everywhere. Never before in human history have we dealt with so much data. Once it…

December 5, 2018

 

Evolution of Exchange Email Archiving

 

GWArchive 3.0. That’s where it started for me back in 2006. An email…

December 6, 2019

 

Office 365 Email Archiving

 

Thinking about a cloud migration? Or have you already adopted Office 365? O365 is…

December 12, 2019

 

Cloud Email Archiving Solution

 

When evaluating information archiving solutions whether for storage management, for regulatory…